STATISTICS,
SCIENCE AND
PUBLIC POLICY
RECOMMENDATIONS
FOR
GOVERNMENT AND THE
SCIENTIFIC COMMUNITY
Review of Conferences on
Statistics, Science and Public Policy
Held at Herstmonceux Castle, Hailsham, U.K. and
at
QueenÕs University, Kingston, Ontario, Canada.
© March 2004
COMMITTEE
J.C. Bailar III University
of Chicago
H.B. Dinsdale QueenÕs
University
B.A. Farbey University
College London
A.M. Herzberg QueenÕs
University
K.W. James
QueenÕs
University
R.W. Oldford University
of Waterloo
Graphic
Design: Peter Dorn

Executive Summary
Science,
including statistics, is fundamental to the society in which we live. It forms the bedrock of our economy and
is an essential part of our intellectual heritage. Without science we would be materially and culturally
poorer.
Effective
public policy depends on good science and good scientists, but in practice
scientists, including statisticians, play only a limited role in the
formulation of public policy.
A
casual ad hoc
approach is an inefficient and incomplete way to deal with the range of
scientific issues of national and international interest.
Each
nation should implement a mechanism to deal specifically with scientific issues
at the highest level. Particulars
will differ according to each nationÕs interests, resources and political
organization, but each such plan will need to address the issues raised here.
Science
policy could be better informed nationally and internationally if:
1. Comprehensive
strategies for scientific advice are implemented to include:
(a) The
coherent organization of scientific advice for government, within individual
departments
and across departments.
(b) A
strategy for the organization of advice from scientists outside government.
(c) Fitting
these streams of advice into policy-making structures.
2. Guidelines
and standards are implemented which
(a) Guide
sound use of scientific advice (e.g.,
by public servants and officials).
(b) Prevent
conflicts of interest from undermining the objectivity and credibility of
the
advice.
3. The
public trust in science is engaged and enhanced by:
(a) Developing
public understanding of the fundamentals of risk and uncertainty.
(b) Clearly
separating fact from judgement in public discourse.
(c) New
models of interaction between science and society.
4. Educational
initiatives are undertaken which:
(a) Ensure,
via the school
curriculum, that the general public understands what
scientists
do, why as well as how they do it.
(b)
Ensure that
all graduate scientists have a broad, liberal education that enables them to
understand how government policy-making works, and to communicate clearly and
concisely with government and the public.
(c) Fundamentally
reform current methods of evaluating teaching and research at universities
in order that hey do not militate against this broader view.
5. Government,
professional bodies and academic institutions encourage scientists to
undertake
a critical role in developing strategy, plans and evaluations; and to
participate fully
in their formulation.
6. Issues
treated by decision-makers as scientific frequently involve moral, social and ethical dimensions. These must be recognized and dealt with by all concerned as
an integral
part of the scientific problem.
Scientific
contribution to public policy faces non-negligible systemic challenges. These include:
1. Communication
between scientists and government
(a) Two
cultures are at work. Government
and scientists have different world views
and
different expectations about the nature and goals of collaboration. Communi- cation
is difficult, and relationships can be strained.
(b)
Scientists
often fail to understand the way government works and how their advice fits
into overall policy.
(c) Scientists
are not trained to put their advice into simple, concise terms which are
easily
understood by non-specialists.
(d) Scientists
do not always understand how to obtain access to decision-makers.
Decision-makers
are unclear as to when and how scientists should be approached,
and
which among them are to be consulted.
(e)
Government
officials often do not understand when science can be helpful, and sometimes do
not want advice that runs contrary to political interests.
2. Public
understanding of science is patchy.
(a) Public
appreciation of science and risk is poor, leading to poor judgements by both
the general public and the politicians who represent them.
(b) Poor
appreciation of scientific uncertainty and method can allow pseudo-science to
capture public attention.
3. Educational
challenges.
(a) Educational
systems frequently exaggerate the differences between science and the
humanities through early specialization and lack of attention to a broader education
including the tertiary and post-graduate level. This lack of attention includes,
but is not limited to, the liberal aspects of a scientific education.
(b) Short-term
horizons of political and commercial interests conflict with the long- term
interests of a broad education and fundamental research.
(c)
The
pressure for measurable results in both scientific teaching and research is
proving counterproductive and costly.
(d)
The role
that universities might play in providing a broad, general education for all
students is being undermined by governmentÕs exaggerated attention to immediate
economic outputs.
Statistics, Science and Public Policy
INTRODUCTION
Each
year, since 1996, an international group of distinguished scientists, academics
including university vice-chancellors, experienced science journalists, senior
civil servants and elected politicians has met at Herstmonceux Castle in Sussex
to discuss the role of science and statistics in society.
The
central conclusion is simple.
Despite the profound significance of science and statistics for public
policy, scientists and statisticians play only a limited role in the policy
process. This report summarizes
the reasons why and presents recommendations for action by government and,
crucially, by scientists themselves.
The
conferences are inspired by the work of the late Dr. Gerhard Herberg, Nobel
Laureate, who spent his life in the pursuit of science but also found time for
the arts, especially music. He
worked on behalf of dissidents and campaigned vigorously for the funding of
pure science by governments, arguing that society should maintain a high
standard in both science and the arts.
Survival should not be societyÕs only goal. He held that all citizens needed to consider Òthe works of
art, literature, and basic science as not merely the icing on the cake but as
the essence of human existence.
Without that, to quote C.P. Snow, Òsome of the major hopes, the major
glories of the human race will rapidly disappearÓ [23].
SCIENCE
AND STATISTICS IN TODAYÕS SOCIETY
Science
Science
is an outstanding cultural achievement which, as with great art and literature,
is an essential part of our heritage [17]. In accepting experiment, evidence and reason as the final
arbiters of knowledge, science has given us a way of looking at the world that
is unique in human history [20, 37].
Science
has weeping social and economic consequences. Society depends on science and science-based technologies
for our material welfare and economic prosperity. The ability to address some of the worldÕs most pressing
problems – poverty, disease, environmental pollution and exhaustion of
resources – depends on good science and good scientists, and that
dependence will grow [35].
Statistics
Statistics
helps formulate ideas and questions precisely, determines how to gather and
validate relevant information to address the questions, provides and enables
scientific analysis of the data, and identifies the remaining uncertainty.
Statistics
is a key tool for science and for rational public policy.
Public
policy-makers need trustworthy information to help them take rational
decisions, often in the face of uncertainty and risk [26].
Basic
understanding of statistical science is essential to informed participation in
public debate on societal issues of health, safety and risk.
Science
and statistics are widely misunderstood, one as the repository of truth rather
than the seeking of truth in an uncertain world, the other as the mathematical
manipulation of masses of data rather than the interpretation of quantitative
evidence. Scientists and
statisticians are not generally involved in public-policy decisions in a
systematic and productive way. It
is appropriate to reconsider the role of scientists and statisticians.
SCIENCE
AND GOVERNMENT
The
Contrasting Cultures of Science and Government
The
relationship between science and politics is necessary, sometimes close and
often strained.
Science
is generally about conclusions, whereas politics is about decisions. Politics requires the melding of many
voices and interests; science is the search for unitary truth, to be pursued by
means developed within the individual scientific disciplines.
The
effective politician is a generalist and covers a wide field of human
interests; the scientist is usually a specialist with a deep knowledge about
some matters, but often little about unrelated areas.
The
politician is generally an integrationist; the scientist tends to be a
reductionist [9].
While
science may suggest that one path is better than any alternative, that path may
not be the one the politician feels obliged to follow for reasons the scientist
does not consider.
These
differences leave the scientist and politician with different world-views and
different expectations about the nature and goals of collaboration.
In
the short term, these differences can be ameliorated by attention to the
organization and presentation of scientific advice to government. In the longer term trust and mutual
understanding must be actively developed between science, government and the
general public. A broad, liberal education is key.
Scientists,
educators and governments each have a responsibility and a role to play in this
development.
Providing
Effective Advice
To
be effective, scientific advice must be intelligible to the user, relevant and
useful. It should be concise,
accurate and open about uncertainties and difficulties. Sources must be accessible and referenced.
Properly
provided, scientific advice helps inform the public and its governing bodies
about the norms and processes of science, its strengths and limitations.
Advice
must be timely, yet good advice often takes time and resources. A request for advice should be explicit
in terms of available time and resources.
These should be reviewed before a final plan is approved.
Science
is public, and a strong science base is critical to the strength and welfare of
a nation. Unless national security
would demonstrably be compromised, proposals should be publicly available, with
ample opportunity given for the public to comment. Direct dialogue with the public should move from being an
optional add-on to policy-making to becoming an integral part of the process.
When
there is wide scientific consensus on an issue (e.g., on the well-established
harmful effects of tobacco), decision-making is not improved, and may be
damaged, by giving equal time to minority adversarial or self-interested
viewpoints (e.g., contrary statements by the tobacco industry which have no
credibility and can only delay and confound steps to mitigate the damage).
When
there is not wide scientific consensus, there must be opportunity for
discussion and debate.
Presentation of a range of options and rebuttals can be helpful,
particularly at the highest levels of government.
Improving
Government Access to Scientists
Policy-making
can be greatly strengthened by including in the process those with experience
in the relevant specialities [22].
Specialists who understand the roots of their profession know the values
that need to endure in the face of changing technology or of political
pressure. They see fads and poor
science for what they are.
Some
governments recognize this need [30].
To assist the process, independent professional organizations, including
universities, need to develop better mechanisms to access government and for
government to access their expertise.
In
such collaboration, conflicts of interest (real or perceived) may be a serious
problem which can threaten to undermine the credibility of research in the
publicÕs eye. Tough standards must
be developed and implemented to prevent this.
Scientific Advice to Government
Policy-makers
do not always ask the right questions in the right way, and statistics are
often used inappropriately in either framing questions or in studying the
effect of interventions [34].
Many
problems require expert advice in areas that arise only infrequently, and
knowledge about them may be completely lacking at the decision-making
level. It is difficult for experts
to build the depth of common experience or the mutual trust that is essential
for effective communication.
The
acceptance of scientific advice varies even when science and technology are
dominant features of the matter (e.g., global climate change). This is understandable when scientific
consensus is not available. An
apparent lack of consensus can be artificially introduced by exploiting any
lack of unanimity on some particular point [13].
Government departments sometimes equate
secrecy with power. In the long
run this is self-defeating.
Secrecy works against the co-operation and involvement of academia and
the professions.
The
referral of some matter for scientific advice is sometime used as a ploy to
delay or avoid hard decisions.
The
scientist who serves in advisory role for government may have to do so at great
cost to career plans.
A
comprehensive strategy, including attention to policy-making structures, is
required to promote good practice for scientific advisors and to protect them
from exploitation.
Creating a Permanent Structure for
Scientific Advice to Government
An
institutional structure needs to be established at the national level (one
model is the former Office of Technology Assessment in the United States) which
can build the necessary trust among governments, scientists and the public, and
mobilize the expertise that can make scientific advice effective.
Redundancy
should be minimized, although some might be retained only to avoid a single
point of failure. Each government
agency, and indeed level of government, should consider how any proposed
institutional structure would obtain independent scientific advice on a broad
range of matters within the agencyÕs mandate.
International
organizations can be used by a group of countries with a common problem, by
countries without the necessary resources for their own institutional
structure, and by countries where it might be perceived that national interests
unduly influence the scientific advice given by the separate national institutions
(e.g., boundary resource
disputes). Indeed, many crises
that require scientific input are global in scale, and require an international
response.
Good
advice will sometimes be unwelcome.
The mechanism should be made permanent and difficult to change, just as
the permanence and independence of a statistical office (health, labour,
economics, etc.) should be protected from political pressures.
Involving the Public
Governments
are beginning to realize that they need to involve the public in developing
policy in areas such as genetic engineering and xenotransplantation [27].
There
is little understanding of how this involvement of the public should be done.
Scientists
can and should play an important part in designing and implementing fresh
models for public involvement [21, 29].
SCIENCE AND THE PUBLIC TRUST
Basis for Trust
Public
trust in science has been built largely on the success of science in improving
the lives of billions of people and the independence and self-disinterest traditionally
accorded to scientists and to scientific enquiry. Nevertheless, scientists can no longer take public support
for granted and need to address the question of maintaining public trust.
Public
trust is built on personal experience.
The public credibility of the medical profession, for example, begins at
the individual patient and the degree to which the patient believes the
physician is acting in his/her best interests. It also depends on the degree of confidence the public has
in the medical professionÕs being able to police itself.
The
medical model raises important questions for science and scientists. How much do scientists care for the
welfare of the individual in society?
Do they often think about their responsibilities to society? Should they expect support from society
if they do not provide evidence of such concern? Are scientists concerned only with their careers, or their
personal research, or their patents?
Coping with Controversy
Scientific
controversy in inevitable, because science explore the unknown, and scientific
understanding changes as knowledge develops [11].
Public
controversy can erode trust. It is
important, though difficult, to present scientific disagreements in a clear,
impartial way in order that the public will be better informed, rather than
further confused or even disillusioned by science in general.
Public
interest intensifies when the outcomes of the science are potentially
personal. Medical researchers find
themselves at the sharp end of questions of public trust, as illustrated by the
recent controversies regarding the risks of Creutzfeldt-Jakob Disease and
bovine spongiform encephalopathy, predictions from extrapolation from animal
models of toxicology to humans, and disagreements among experts on the risks of
cancer due to exposure to environmental asbestos [8, 32, 33].
The
major issues before the public are increasing in number and complexity. Public understanding requires that
scientific information be readily available and clearly explained in
non-specialist language.
Would
different models for the interaction of scientists with society, for example
that of the medical profession, be more effective in producing scientific
credibility and in ensuring the proper public trust? [28]
Science and the Public
Understanding: Bridging the Gap
There
is a crucial gap between the public understanding of science and what
scientists actually do, how they do it and why they reach the conclusions they
do [10].
Science
and its public perception should not be different. If they are, public trust in science and scientists can be
eroded. The scale of the problem
can be seen in recent public crises where a populist, as opposed to a
scientific, appreciation of the risk has had great influence on governmentsÕ
handling of such situations [32].
The
place to begin is with scientific education at all levels – not just
feeding students bits of interesting findings, but teaching them to understand
the processes of science, how it really works and what makes it a unified whole
in its search for truth.
Conversely,
scientists need to learn about the various processes of public-policy
formulation, legislation and the media [3, 12]. Academic graduate programmes have generally failed in this
regard, from the types of student they admit, to the education and training
they provide and finally to the career goals they inculcate.
SCIENCE AND EDUCATION
The Curriculum
Breaking
down the barriers. Many ethical issues currently facing
society are consequent upon recent advances in science, such a gene
manipulation and biological and nuclear weapons. Others arise from cultural diversity and economic
globalization.
Policies
to deal with these challenges cannot be produced by experts on the basis of
specialized knowledge alone.
Future leaders of society, who will face these issues and who will often
be university graduates, must be broadly informed and able to weigh evidence.
University
curricula should enhance interaction among the humanities, social and natural
sciences. This is now beginning to
happen in some professional schools such as medicine [15].
Distinguishing
fact and value. A major problem in both the public
understanding of science and the perceived lack of trust in science is a
general vagueness about the ability to determine causality in complex
situations [5] coupled with the belief that it must be possible to calculate
the probabilities of risks in complex situations with a minimum of disputable
assumptions [24].
One
aim would be to give each student sufficient understanding of the philosophical
problems raised by science and the scientific method for him or her to be
skeptical of claims of casualty reported in the press or elsewhere. Another would be to teach students that
there are limits to measurement imposed both by language and the nature of the
phenomenon under observation [24].
Disciplines should not pretend to be more quantitative, or more certain,
than they really are.
All
students should learn to recognize where fact ends and value judgements begin.
Funding Higher Education
SocietyÕs
spending on education in terms of gross domestic product has not increased
proportionately with the greater demand for tertiary education.
Governments
are transferring more of the cost to students by having them pay (higher)
tuition fees, forcing students to live on bank loans, and perhaps in the
future, by introducing additional taxation for graduates.
Rising
costs, together with industryÕs demand for highly qualified manpower, have led
to governments restricting and directing funding along with a tendency to
centralize and control funding [6, 21].
The
funding of university education needs urgent resolution.
The Monitoring of Educational
Standards
The
state is becoming more intrusive, partly because of the increasing cost and
perceived economic national importance of education and partly because of a
concern for national and international educational standards in what have been
historically independent institutions.
The
model chosen for accountability has often been that of industry, based on
quality assurance and experts judging the output of the educational
process. The industrial model has
indeed been immensely productive for industry, but education and public policy
are different from industry and the industrial models may not apply.
Accountability
of educational institutions requires competent and efficient methods of
assessment [18, 19]. ÒExpertÓ
assessment of university departments in the United Kingdom, for example, has
been expensive and cumbersome and has led to misguided decisions and
inappropriate attitudes at many levels [14].
Educational
aims must first be clearly defined [2, 7]. They must be relevant [1], agreed upon and precise enough
for clear evaluation.
The
workload and stress of an evaluation must be proportionate to what is gained by
that evaluation [7].
Promoting Statistical Understanding
Statistical
reasoning applies wherever there is uncertainty, and there is uncertainty
nearly everywhere. Statistics is
essential to any depth of understanding of both science and government, but is
poorly taught to both generalists and specialists. In both cases there is too great an emphasis on mathematical
manipulations rather than on the interpretation of imperfect data [4, 25].
It
is the processes of statistics, the value of evidence in testing an hypothesis,
that should be taught. The most
helpful exemplar for generalists may not always be the physics experiment but
rather the medical clinical trial which has close connections with ethics and
statistics.
Learning
how to combine information from a variety of sources would help future
policy-makers in all fields [31, 36].
Statistical
education is not producing the kinds of graduate skills that are necessary for
policy-making [4].
THE FUTURE OF THE CORE SCIENTIFIC DISCIPLINES AND LONGER-TERM
RESEARCH
Dangers and Issues
Governments
want entrepreneurial universities, and some universities have become major
wealth creators as they develop skills in partnership with industry, promoting
technology transfer and protecting their intellectual property rights. Economic spin-off from research is
expected, even demanded [16].
Universities must indeed take their responsibilities to the economy
seriously. But an over-emphasis on
entrepreneurship can cause serious problems for fundamental research and
teaching.
There is the ever-present danger of the
politicization of research.
Stem-cell cloning, global climate change and genetic modification of
food plants and animals are obvious examples where political interests might
influence (some would say, have influenced) the course of research.
There
are also major issues relating to confidentiality, for example where a research
consortium is comprised of one or more industrial partners allied with
university researchers. Public
funding of universities implies that results should automatically be in the
public domain while commercial considerations may often suggest otherwise.
SCIENCE PRIORITIES RELFECT THE VALUES OF
SOCIETY
We
each value economic well-being, health, security, opportunity and fundamental
freedoms, for ourselves and for others.
Beyond these, we treasure discovery, the cultivation of knowledge,
science and artistic expression, each in and of itself as providing the means
to better understand ourselves and our world. Such values distinguish human society. Public policy-makers and scientists
should work together to nurture and promote these enduring values, based
foremost on reason, conscience and the best information available.
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